Compliance Management

Compliance Risk Assessment

Build your own risk-based compliance program by identifying risks, performing assessments and creating mitigation plans. Our software integrates with our internal controls module to reduce the burden ...

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Compliance Incidents Escalation

The software also offers you the ability to escalate compliance incidents by the organization’s employees. As soon as an employee raises a concern about a breach in the law, regulations or to corpor...

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Compliance Monitoring

It’s often said that whatever's measured, improves. The Plenux solution is unique in the market in offering advanced features for monitoring your activities and comparing them against the regulatory...

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Compliance Reviews

Manage all your compliance special reviews and validations of requirements by using our automated processes to create working papers, action plans, and managerial responses. You can also track the pro...

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Compliance Inquiry

With our system, your entire organization can improve its compliance performance. You have the ability to manage internal inquiries online that allows you to respond and post compliance inquiries and ...

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Regulatory Communications

Our compliance system also acts as a secure place to retain all your communications with regulators. Save and upload attachments, maintain registers and keep abreast of all your correspondence. You ca...

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Compliance Survey Manager

You also gain the ability to create highly flexible and customizable internal surveys that can help your employees keep on top of compliance issues....

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Compliance Training Manager

Use our system to keep on top of your company’s compliance training program. It can be used to create list of courses and track the progress of those attending them. You can also use it to keep on t...

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Library

Our system also provides you with a library with which to manage the documents of all the policies and procedures you have created, as well as any relevant documentation about the regulations for empl...

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Calendar

You are also able to create your own customized calendar to ensure you never miss out on deadlines for regulatory tasks and reporting deadlines. This includes the ability to send reminders to the assi...

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FAQs

The software also gives you the ability to create an FAQ section for you to customize, meaning you can create your own internal resources and guidelines to help your team with common questions. ...

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